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What Happens If You Give Financial Advice? [Solved]

Fines & Prison Time. Violating the IAA (offering investment advice illegally) carries with it a fine up to $10,000 and up to 5 years in federal prison, as outlined in § 217. Notice this is ‘and’ not ‘or’, meaning you could face both the financial fine and the prison time.

The #1 Mistake People Make When They Use a Financial Advisor

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Warren Buffett Give Financial Advice To Young People

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FINANCIAL ADVICE

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